| Facts | What does Calixsan Capital do with your personal information? |
| Why? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
| What? | The types of personal information we collect and share depend on the product or service you have with us. This information can include:
· Social Security number and financial account numbers · Account balances and transaction information · Income and employment information |
| How? | All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Calixsan Capital chooses to share; and whether you can limit this sharing. |
| Reasons we can share your personal information | Does Calixsan Capital share? | Can you limit this sharing? |
| For our everyday business purposes– such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus. | Yes | No |
| For our marketing purposes– to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We do not share |
| For our affiliates’ everyday business purposes– information about your transactions and experiences | Yes | No |
| For our affiliates’ everyday business purposes– information about your creditworthiness | No | We do not share |
| For our affiliates to market to you | Yes | Yes |
| For non affiliates to market to you | No | We do not share |
| To limit our sharing |
| · Call 305-967-6337—a client services representative will assist you or
· Send an email to info@calixsancapital.com with the words “opt-out” in the subject line and your Name and account number in the body copy. Please note: If your account is managed by an independent investment advisor, your account preferences are already set to limit our sharing If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. |
| Questions? |
| Call 305-967-6337 or email info@calixsancapital.com |
| Who we are | |
| Who is providing this notice? | Calixsan Capital Management, LLC. and the Calixsan Capital family of companies. |
| What we do | |
| How does Calixsan Capital protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. |
| How does Calixsan Capital collect my personal information? | We collect your personal information, for example, when you:
· Open an account or make deposits or withdrawals from your account · Direct us to buy securities or direct us to sell your securities · Tell us about your investment or retirement portfolio · We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. |
| Why can’t I limit all sharing? | Federal law gives you the right to limit only:
· Sharing for affiliates’ everyday business purposes–information about your creditworthiness · Affiliates from using your information to market to you · Sharing non affiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. |
| What happens when I limit sharing for an account I hold jointly with someone else? | Your choices will apply to everyone on your account. |
| Definitions | |
| Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies.
· Our affiliates include companies with a Calixsan Capital name, financial companies such as our private funds, as well as non-financial companies such as SANMO Realty, SANMO Consulting and CalixtoLaw. |
| Non Affiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies.
Calixsan Capital does not share with non affiliates so they can market to you |
| Joint Marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
· Calixsan Capital doesn’t jointly market |